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Friday, October 12, 2007 | Science : Evolution and Biology | print version Print | Comments

Document Patience, fairness and the human condition

by The Economist

Thanks to Homo economicus for the link.

Reposted from:
http://www.economist.com/science/displaystory.cfm?story_id=9898270

Apes are patient, but only people are fair. That may help explain why people came out on top

facesPEOPLE love to catalogue the traits they think characteristic of their species. Some, such as language, are obvious. Others, such as patience and a sense of fairness, are more subtle. These traits, however, did not spring into existence fully formed. They evolved—and to understand human evolution it would help to know their genetic underpinnings and the order in which they evolved.

One way of looking at these questions is to compare people with their closest relatives, great apes such as chimpanzees. Another is to compare them with each other. Three studies published this week, which take one or other of these approaches, have cast light on the evolution of both patience and fairness. It turns out that patience is older than fairness. It also turns out that although the propensity to be fair varies a good deal from one person to the next, that variation is rooted in genetics rather than culture.

The origin of virtues
The essence of patience is the ability to delay the gratification of an appetite in favour of a greater ultimate reward. Past tests of the degree to which animals other than people can delay their gratification have focused on birds and monkeys. Both groups can delay gratification if a bigger reward is on offer, but only for a few seconds.

Birds, however, are remotely related to humans, and even monkeys are not as close as apes. In Current Biology, Marc Hauser of Harvard University and his colleagues compare chimpanzees and humans directly. Both, it turns out, can be patient to a high degree. In fact chimps are more patient than people.

The human participants in Dr Hauser's experiment were allowed to choose a preferred food, such as raisins or chocolate. The chimpanzees were simply offered grapes—which they usually like. Otherwise the experimental conditions were identical. The choice was between one unit of goodies immediately and three after two minutes. Chimpanzees were nearly four times more likely to wait for the big reward than humans were. This suggests not only that the trait of patience predates the split between humans and chimpanzees, some 4m years ago, but that the trait seems more characteristic of chimps than people.

When it comes to fairness, though, it is a different story. Economic theory has contrived a species it calls Homo economicus—a "rational maximiser" who grabs what he can for himself. But, curiously, he makes no appearance in the ultimatum game, a classic economics experiment.

In this game, two players, a proposer and a responder, divide a reward. It could be a cake. It could be cash. It could even be a bunch of grapes. The game is so named because the proposition is an ultimatum. The responder can either accept the division or reject it. If he rejects it, both players receive nothing.

Homo economicus would accept any division in which his share was not zero. But that is not what happens. Scores of studies have run the ultimatum game across cultures and ages. Universally, people reject any share lower than 20%—apparently to punish the greed of the proposer. People do not act like Homo economicus. Instead, they are the arbiters of fairness.

To find out if chimpanzees share this sense of fairness, Keith Jensen and his colleagues at the Max Planck Institute for Evolutionary Anthropology, in Leipzig, designed a way for chimps to play the ultimatum game. Their version started with a pair of trays far from the players' cages. Each tray had ten raisins divided in different ways between two pots—say eight and two, or five and five. One chimp was allotted the role of proposer. He could choose one of the trays, pulling it by way of a rope just halfway to the cage. The other, the responder, could then choose to pull on a rod, bringing the tray close enough for both to get the raisins, one pot for each. If the responder chose not to pull the tray closer within a minute, the offer was considered rejected, and the game concluded.

The result, which Dr Jensen reports in Science, is that chimps are simply rational maximisers—Pan economicus, if you like. Though proposers consistently chose the highest possible number of raisins for themselves, responders rarely rejected even the stingiest offers.

This is a telling outcome. A number of researchers in the field of human evolution think that a sense of fairness—and a willingness to punish the unfair even at some cost to oneself—is humanity's "killer app". It is what allows large social groups to form. Without it, free-riders would ruin such groups, because playing fair would cease to have any value. Dr Jensen's previous experiments have shown that chimpanzees are willing to punish actual thieves. But his new data add weight to the theory that the more sophisticated idea of fair shares, which underpins collaborative behaviour, appeared in the hominid line only after the ancestors of the two species split from one another.

Nor, according to the third of this convenient trilogy of papers, is a sense of fairness rooted in culture. Rather, it is genetic—as it would have to be in order to evolve. Paradoxically, discovering this relies on the fact that not everyone possesses it to the same degree.

As they write in the Proceedings of the National Academy of Sciences, Bjorn Wallace of the Stockholm School of Economics and his colleagues have shown this by playing the ultimatum game with twins. They used the classic trick of neutralising the effect of upbringing and exposing that of genetics by comparing identical twins (who share all their genes) with fraternal twins (who share half).

Each twin of a pair played the ultimatum game, both as proposer and as responder. Dr Wallace found, in the case of identical twins, a striking correlation between the average division that each member of a pair proposed and also between what they were willing to accept. In other words, their senses of what was fair were similar. No such correlations were seen in the behaviour of fraternal twins.

Besides showing that a sense of fairness has a genetic basis, this result also raises a question: why should the sense of what is fair be so variable? It may be that in a population of the fair, the unfair prosper while amongst the unfair, the fair are better off. The result would be an equilibrium in which various attitudes to fairness do just as well as each other. But why, exactly, that should be the case is a subject for another day's research project.

Comments 1 - 13 of 13 |

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1. Comment #78347 by Vendetta on October 12, 2007 at 1:23 pm

 avatarSome of these points sound similar to some made in The Selfish Gene. If only more people read articles like this, they might see that there are real discoveries to be made by studying behavior of humans and animals.

Of course most don't believe that science could ever have anything to say about morality. They rely on ancient texts. Nevermind that their morality isn't morality at all, it all boils down to fear of punishment and hope for reward - neither of which reflect true moral behavior.

As Einstein said:

"A man's ethical behavior should be based effectually on sympathy, education, and social ties; no religious basis is necessary. Man would indeed be in a poor way if he had to be restrained by fear of punishment and hope of reward after death."



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2. Comment #78355 by Ultraviolet G on October 12, 2007 at 1:39 pm

I can't remember exactly, but I think I read about an experiment with chimpanzees where they did in fact have a sense of something like "fairness". The basic idea was that chimps were offered banana skins (which they will eat) or whole bananas (which are tastier). Chimps were happy enough with banana skins if that's all they were offered. However, if one chimp was offered banana skins and another was offered bananas- the first chimp would reject the deal. Does anyone have more information on this?

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3. Comment #78382 by Mr DArcy on October 12, 2007 at 3:45 pm

 avatarAs a layman, I don't understand all the science, but from a (pre) historical point of view, it appears obvious that humans succeeded as animals because of their social strengths and not because of any innate physical power, poison, armour, camouflage, speed etc. Individually we are puny, but together with mutual co-operation, we can beat off and conquer any attack by lions or whatever. Whether that remains true for micro organisms that regard us as food remains to be seen.

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4. Comment #78390 by Serdan on October 12, 2007 at 4:22 pm

 avatar@Ultraviolet G: Sounds similar to this:

http://www.richarddawkins.net/article,1676,Monkeys-show-sense-of-justice,Dr-David-Whitehouse-BBC

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5. Comment #78483 by shaunfletcher on October 13, 2007 at 7:15 am

 avatarIm a little concerned that the conclusion far ourweighs the experiment. One game, which could simply have been a bit beyond the chimps comprehension, is hardly proof that 'chimps are simply rational maximisers'.

Im sure there is a body of other scenarios exploring this from different angles prior to coming to such bold conclusions, but the article doesnt make it seem so.

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6. Comment #78505 by artemisa on October 13, 2007 at 10:27 am

Mr DArcy

Won't you include the human brain as an innate physical advantage over our animal cousins?

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7. Comment #78544 by Duff on October 13, 2007 at 2:25 pm

Artemisa,
The chimp is us!! At least a "few" years previous.

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8. Comment #78549 by Mr DArcy on October 13, 2007 at 2:41 pm

 avatar
Mr DArcy

Won't you include the human brain as an innate physical advantage over our animal cousins?


Of course the human brain is decisive. It is the most amazing known product of evolution. It is because our brains enabled us to act together instead of as isolated individuals, that we have been able to rise to the position of top predator.

I advisedly leave out uni-cellular organisms, which compose some 70%? of us, and about which almost nothing is known. These surely always were and always will be the top predators.

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9. Comment #78633 by idmaer on October 14, 2007 at 1:22 am

 avatarI have been surprised at how very young children have a sense of fairness. What parent hasn't heard the lament "It's not fair!"? Fairness seems such an abstract concept, I found it hard to understand how such young minds could grasp it - let alone how it could be innate (i.e. coded genetically). But if it can be reduced to 10 raisins in 2 pots, well maybe... Come to think of it, kids' arguments are often about how sweets etc. are shared - especially between sibs. Just like nestling birds!

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10. Comment #78656 by idmaer on October 14, 2007 at 6:13 am

 avatar
shaunfletcher/78783: Im sure there is a body of other scenarios exploring this from different angles prior to coming to such bold conclusions, but the article doesnt make it seem so.


It sounds to me rather that this is a "new line of investigation", and that the scientists are simply drawing a conclusion from the results of their (pioneering) study. This is normal scientific practice. But both these investigators and others will likely attempt repeat and follow-up experiments, and it will really only be then, when the results are shown to be reproducible and consistent with other experimental approaches (and maybe also with a theory), that the finding comes to be regarded as "established". An interesting result like this warrants attempts at "exploring this from different angles" and will likely spur further work, but we will probably have to wait a year or two before we see the results.

The article, of course, is written by a journalist and appears in a non-scientific publication, so should be interpreted with scepticism and caution!

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11. Comment #78670 by keith on October 14, 2007 at 8:09 am

 avatarWhat a good article, though I can't help wondering if there are other reasons why identical twins might act more fairly towards each other than fraternal twins, reasons other than purely genetic ones. Couldn't simply looking the same make it easier to empathise with that person?
I think articles like these should be regularly interspersed between the ones about arch bishops and Dawkins-bashers, just to give everyone's (i.e. mine) blood pressure a chance to settle down. While reading it I found myself wondering why I spend so much time (through choice!) reading about soppy people who can't help being soppy. If my reading did either the believers in god or myself some good I could understand why I do it, but it does neither and I end up asking myself, just who is the stupid one here?

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12. Comment #79297 by imperator on October 16, 2007 at 6:49 pm

Dear Keith,

the twins did not play against their co-twin, but against other randomly assigned, anonymous, partners. This is a crucial part of the design, I agree with you that otherwise it would have been very hard to draw any meaningful conclusions.

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13. Comment #79973 by annabanana on October 19, 2007 at 10:54 am

 avatarI think the experiment done on humans regarding patience is designed poorly, or at least as it is interpreted here. There could be a number of reasons why a person would choose to take the initial offering of food rather than waiting and getting more. Who were the participants? Were they overweight, or on a diet? They could have been worried about their caloric intake and not chosen to wait because of that or maybe they didn't want to be perceived as greedy by the person conducting the experiment...you get the point. Of course, this article is, as stated earlier, non-scientific so they may be leaving out essential details like this.

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